PART 830-NUCLEAR SAFETY MANAGEMENT
Authority: 42 U.S.C. 2201;
and 7191.
Source: 59 FR 15851, Apr. 5, 1994, unless otherwise noted.
§ 830.1 Scope.
This part governs the conduct
of the Department of Energy
(DOE) management and operating
contractors and other persons
at DOE nuclear facilities.
§ 830.2 Exclusions.
This part does not apply
to:
§ 830.3 Definitions.
(a) The following definitions
apply to this part:
(b) Terms defined in the
Act and not defined in these rules
are used consistent with the
meanings given in the Act.
(c) As used in this part,
words in the singular also include
the plural and words in the
masculine gender also include the
feminine and vice versa, as
the case may require.
§ 830.4 General rule.
(a) No person shall take
or cause to be taken any action inconsistent
with the requirements of this
part or any program, plan, schedule,
or other process established
by this part.
(b) With respect to a particular
DOE nuclear facility, the
contractor responsible for
the design, construction, operation,
or decommissioning of that
facility shall be responsible for
implementation of, and compliance
with, the requirements of
this part.
(c) When a section of this
part expressly requires a plan,
program, or implementation
plan, the provisions of any such
plan, program, or implementation
plan, as approved by DOE, shall
be the basis used to determine
compliance with the relevant
nuclear safety requirements
in the section.
§ 830.5 Enforcement.
The requirements in this
part are DOE Nuclear Safety Requirements
and are subject to enforcement
by all appropriate means, including
the imposition of civil and
criminal penalties in accordance
with the provisions of part
820 of this title.
§ 830.6 Records.
A person shall maintain
complete and accurate records as necessary
to substantiate its compliance
with the requirements of this
part.
§ 830.7 Graded approach.
(a) Where indicated in a
subpart, a graded approach shall
be utilized to comply with
the requirements.
(b) Whenever a graded approach
is applied in meeting a DOE
nuclear safety requirement,
the bases for selecting an action
pursuant to the graded approach
shall be documented.
Subpart A-General Provisions
§ 830.100 Scope of subpart.
This subpart prescribes
requirements that are generally applicable
to more than one phase of
the life cycle of a DOE nuclear facility.
§ 830.120 Quality assurance requirements.
(a) General Rule.
(b) Quality Assurance Program.
(1) A contractor shall develop
a QAP by applying the quality
assurance criteria specified in
paragraph (c) of this section.
A QAP shall include a discussion
of how the criteria of paragraph
(c) of this section will be
satisfied. The criteria of
paragraph (c) of this section shall
be applied using a graded
approach. The contractor shall use
appropriate standards, wherever
applicable, to develop and implement
its QAP.
(2) Within 180 days after
May 5, 1994, a contractor shall
submit to DOE for approval
a current QAP and an implementation
plan.
(3) A contractor may, at
any time, make changes to an approved
QAP. Changes made over the
previous year shall be submitted
annually to DOE for review.
A submittal shall identify the changes,
the pages affected, the reason
for the changes, and the basis
for concluding that the revised
QAP continues to satisfy the
requirements of this section.
Changes made to correct spelling,
punctuation, or other editorial
items do not require explanation.
(4) Implementation plans
and QAPs shall be regarded as approved
by DOE 90 days after submittal,
unless approved or rejected
by DOE at an earlier date,
and shall include any modification
made or directed by DOE.
(c) Quality assurance criteria.-
(1)Management
(i) Program. A written QAP shall be developed,
implemented, and maintained.
The QAP shall describe the
organizational structure, functional
responsibilities, levels of
authority, and interfaces for those
managing, performing, and
assessing the work. The QAP shall
describe management processes,
including planning, scheduling,
and resource considerations.
(ii) Personnel Training
and Qualification. Personnel shall
be trained and qualified to
ensure they are capable of performing
their assigned work. Personnel
shall be provided continuing
training to ensure that job
proficiency is maintained.
(iii) Quality Improvement.
Processes to detect and prevent
quality problems shall be
established and implemented. Items,
services, and processes that
do not meet established requirements
shall be identified, controlled,
and corrected according to
the importance of the problem
and the work affected. Correction
shall include identifying
the causes of problems and working
to prevent recurrence. Item
characteristics, process implementation,
and other quality-related
information shall be reviewed and
the data analyzed to identify
items, services, and processes
needing improvement.
(iv) Documents and Records.
Documents shall be prepared, reviewed,
approved, issued, used, and
revised to prescribe processes,
specify requirements, or establish
design. Records shall be
specified, prepared, reviewed,
approved, and maintained.
(2) Performance-
(i) Work
Processes. Work shall be performed
to established technical standards
and administrative controls
using approved instructions,
procedures, or other appropriate
means. Items shall be identified
and controlled to ensure their
proper use. Items shall be
maintained to prevent their damage,
loss, or deterioration. Equipment
used for process monitoring
or data collection shall be
calibrated and maintained.
(ii) Design. Items and processes
shall be designed using sound
engineering/scientific principles
and appropriate standards.
Design work, including changes,
shall incorporate applicable
requirements and design bases.
Design interfaces shall be identified
and controlled. The adequacy
of design products shall be verified
or validated by individuals
or groups other than those who performed
the work. Verification and
validation work shall be completed
before approval and implementation
of the design.
(iii) Procurement. Procured
items and services shall meet
established requirements and
perform as specified. Prospective
suppliers shall be evaluated
and selected on the basis of specified
criteria. Processes to ensure
that approved suppliers continue
to provide acceptable items
and services shall be established
and implemented.
(iv) Inspection and Acceptance
Testing. Inspection and testing
of specified items, services,
and processes shall be conducted
using established acceptance
and performance criteria. Equipment
used for inspections and tests
shall be calibrated and maintained.
(3) Assessment-
(i) Management
Assessment. Managers shall assess
their management processes.
Problems that hinder the organization
from achieving its objectives
shall be identified and corrected.
(ii) Independent Assessment.
Independent assessments shall
be planned and conducted to
measure item and service quality,
to measure the adequacy of
work performance, and to promote
improvement. The group performing
independent assessments shall
have sufficient authority
and freedom from the line to carry
out its responsibilities.
Persons conducting independent assessments
shall be technically qualified
and knowledgeable in the areas
assessed.
Subpart B-Design [Reserved]
Subpart C-Operations [Reserved]
Subpart D-Material Management [Reserved]
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