[DNFSB LETTERHEAD]
January 21, 2003
The Honorable Jessie Hill Roberson
Assistant Secretary for Environmental
Management
U.S. Department of Energy
1000 Independence Avenue, SW
Washington, DC 20585-0113
Dear Ms. Roberson:
The Defense Nuclear Facilities Safety Board
(Board), in its letter of December 16, 2002, requested a report describing how
structural design margins will be managed as a function of design uncertainties
for the Waste Treatment Plant (WTP).
This request was based, in part, on the Board’s concerns regarding
seismic-related design load uncertainties.
The Board has completed its assessment of the WTP ground motion design
criteria and, working with the Department of Energy (DOE) and contractor
personnel, has resolved most of the technical issues involved. However, one issue remains.
The current site response analysis is based
on the premise that the site response characteristics of the soils underlying
the Hanford Site 200 areas are similar to those represented in California. However, there is a large uncertainty in the
data using this approach, and analysis of the existing data shows that the
Hanford Site response in the frequency range of 4 to 10 Hz is about 15 percent
greater than that of California sites.
The Hanford ground motion criteria do not appear to be appropriately
conservative.
The Board understands that the WTP
contractor has implemented acceptably conservative compensatory design features
to account for uncertainty in the seismic design criteria. The Board believes this conservatism must be
maintained for all future design work at Hanford (e.g., future waste treatment
capabilities) unless site-specific attenuation relationships are developed.
The enclosed report on this issue is
provided for your use should you elect to reassess the
Hanford ground motion criteria in order to
reduce the design conservatism for future defense nuclear facilities. Properly executed, this work would justify a
lowering of compensatory design conservatism. Please contact me
if you have any questions on this matter.
Sincerely,
John T. Conway
Chairman
c:
Mr. Roy J. Schepens
Mr. Keith A. Klein
Mr. Mark B. Whitaker, Jr.
Enclosure
DEFENSE
NUCLEAR FACILITIES SAFETY BOARD
Staff Issue Report
January 3,
2003
MEMORANDUM FOR:
J.
K. Fortenberry, Technical Director
COPIES: Board
Members
FROM: J.
Blackman
SUBJECT: Ground
Motion Criteria for the Hanford Waste Treatment Plant
This report documents the results of reviews
performed by the staff of the Defense Nuclear Facilities Safety Board (Board)
of the Waste Treatment Plant (WTP) at the Hanford Site. Staff members J. Blackman and S. Stokes and
outside expert P. Rizzo participated in these reviews.
Background.
Beginning in March 2002, several meetings and telephone conferences were
conducted to discuss the ground motion criteria used in the design of the
WTP. These criteria are contained in Probabilistic
Seismic Hazard Analysis, DOE Hanford Site, Washington,
WHC-SD-W236A-TI-002, Rev. lA, October 1996.
Issues identified by the Board’s staff are outlined in the attachment to
this report. All issues have been
addressed, with the exception of the approach used to develop attenuation
relationships for deep geologic formations to characterize the Hanford Site
seismic hazard (items 7 and 8).
Discussion. The
site response analysis used in the above report is based on the premise that
the site response characteristics of the soils underlying the Hanford Site 200
East and 200 West areas are similar to those represented in California
time-history strong motion data.
Comparative analyses of the response of the Hanford profiles and the
generic California profiles to the same input motions (e.g., time histories)
were performed using the computer program SHAKE 2000.[1] Log-log plots of median spectral amplification
ratios versus period were developed (e.g., Hanford profiles and the generic
California profiles). From these plots
it was concluded that the Hanford ground motion sites, which are also underlain
by deep soil deposits, are similar to ground motions on California deep soil
sites with an uncertainty of ±20
percent. However, the Hanford Site
exhibits considerably more amplification at certain frequencies (as much as 50
percent) than sites in California used to develop the attenuation
relationships.
In an attempt to resolve this issue, a
reanalysis was performed using a larger group of time histories and taking into
account a broader range of soil properties to better characterize expected
behavior. It was anticipated that this
approach would result in a more uniform amplification over the entire frequency
range of interest. Linear plots of
median spectral amplification ratios versus period were developed (e.g.,
Hanford profiles and the generic California profiles) using a range of soil
properties based on actual measured data at the WTP. The results, however, indicated that the site response at Hanford
is about 15 percent greater than that at California sites in the frequency
range of 4 to 10 Hz while frequency ranges below 4 Hz and greater than 10 Hz
showed some attenuation. Based on these
results, DOE did not incorporate these additional changes in the WTP design
ground motion. However, in anticipation
of such underestimates, the Board’s staff understands that the WTP designers
increased the seismic loads by 15 percent.
This is an acceptable compensatory measure for the WTP, as discussed in
the Board’s letter of July 30, 2002.
Conclusions. The
Board’s staff does not believe that the Hanford ground motion criteria are
appropriately conservative. While the
staff understands that compensatory measures were implemented for the WTP, all
future design work at Hanford, such as future waste treatment capabilities,
ought to incorporate similar compensatory measures or develop site- specific
attenuation relationships.
DOE Order 420.1A, Facility Safety
(Section 4.4.4―“Natural
Phenomena Hazards
Assessment”) requires that natural phenomena
hazard reassessments be conducted if there are significant changes in the
natural phenomena hazard assessment methodology or site-specific
information. The Order also suggests
that natural phenomena hazard assessments be reviewed and updated, as
necessary, at least every 10 years for existing sites. Work on the current Hanford seismic hazard
assessment was begun in the early 1990s.
Since that time, new approaches and methodologies, such as the
technology for using source-to-site attenuation relationships and site-specific
amplification studies, have been developed to the point that they are
considered standard practice for probabilistic seismic hazard analysis and for
the development of design response spectra.
In addition, there is an improved understanding of the tectonics at
Hanford, including an association of local seismicity with the Yakima Folds and
more data pertaining to slip rates.
Improved technology and better understanding of tectonics indicate the
need for a reassessment of the seismic hazard at Hanford in accordance with the
Order.
At a minimum, a proper reassessment would
consist of the following:
·
A formal site
investigation would be conducted, suitable for site-specific response analysis
with new deep borings, shear wave velocity measurements, and laboratory tests
(modulus degradation and damping). The
borings would be deep enough to adequately characterize in detail the upper
1000 ft of the Columbia River Basalt Group (CRBG); geophysical measurements
would be performed to characterize the entire CRBG and correlated with the deep
borings (the existing borings and shear wave velocity data are not deep enough
for proper characterization of the CRBG).
·
A randomized
profile would be developed, similar to that developed for the site-wide seismic
hazard analysis at the Savannah River Site.
·
Earthquake
sources and associated source parameters would be defined, with proper
consideration of the range of uncertainty.
·
Hanford-specific
source-to-site attenuation relationships would be developed. If these relationships stem from California
data, the Hanford Site response and rock conditions must be adequately
considered.
·
Given the
definition of the postulated sources and associated parameters, source-to-site
attenuation relationships and proper amplification studies (including
randomized profiles, a new probabilistic seismic hazard analysis, and seismic
design response spectra) would be developed.
Attachment
Attachment
Waste
Treatment Plant: Ground Motion Criteria
Issues and Their Resolution
1.
All of the
anticlines were formed as part of the same stress field, and all are faulted on
the north flank (reverse). There is
evidence that one or two (maybe more) are capable. Why would all of the anticlines and the associated faults not be
considered capable in a probabilistic analysis? (Closed)
2.
It does not
appear that the plunging Yakima Ridge anticline has been considered even though
it plunges beneath the site, and the adjacent and parallel anticlines are
faulted and sources of seismic activity.
(Closed)
3.
The 200 East
area appears to be on a “fault” block bounded on the north by the east-west
capable Gable Mountain anticline and fault and on the south by the
Rattlesnake-Wallula trend anticline and fault (previously judged as
capable). To the west and running
north-south across the anticlines is the Hog Ranch feature. In between these two east-west features lies
the east-west plunging Yakima Ridge, about which very little is known. Should this setting be treated somewhat
differently than the normal approach allowed by a conventional probabilistic
analysis? (Closed)
4.
Since the
faults are classified as reverse faults and there is a strong possibility that
there may be many blind faults, should the Waste Treatment Plant (WTP) vertical
ground motion be enhanced? (Closed)
5.
The Geomatrix
report (Probabilistic Seismic Hazard Analysis, DOE Hanford Site, Washington,
WHC-SD-W236A-TI-002, Rev. 1A, October 1996 ) appears to gloss over the effect
of a single higher slip rate on one fault, as would be expected with a typical
probabilistic study. On the other hand,
if the higher slip rates estimated by one of the Geomatrix report panel experts
(West) are valid, and if they are indicative of all of the faults associated
with the anticlines, the impact would be highly significant for the
probabilistic results as well. The
validation study (Validation of the Geomatrix Hanford Seismic Report for Use
on the TWRS Privatization Project, RPT-W375-RU00004, Rev. 0 dated March 17,
1999) makes the statement that “the regional experts stand by the slip rates of
the Geomatrix Study . . .”; however, no counterarguments against West’s
higher slip rates are provided.
(Closed)
6.
The Washington
Public Power Supply System 2 Project deterministic analysis and the Geomatrix
Probabilistic Analysis recognize capable faults within 5 to 10 km of the
WTP. Discuss the potential for surface
rupture at or near the site. (Closed)
7.
It appears
that documentation of a comprehensive amplification study is not
available. In view of the types and
location of the events that drive the probabilistic analysis, are other studies
available for review? The use of
California attenuation data for the Hanford Site is no longer considered
accepted practice. At present, a
patchwork of analyses has been used (with no single stand-alone study that
applies specifically to the 200 East area).
Should a new analysis be considered that would be similar to the
approach taken at the Savannah River Site, with source definition and random
vibration theory applied to the actual attenuation path and actual soil column?
(Open)
8.
The spectral
amplification ratios (e.g., H1 to S2 Generic) are provided in Appendix A of the
Geomatrix report (Probabilistic Seismic Hazard Analysis, DOE Hanford Site,
Washington, WHC-SD-W236A-TI-002, Rev. 1A, October 1996 ) on log-log plots
of spectral amplification ratio versus frequency. These plots do not appear to support the conclusion that the site
responses for the 200 East area and the generic California site are the
same. In fact, they are considerably
different at some periods, with the Hanford Site showing more
amplification. (Open)
9.
Explain how
the computer codes used in the analysis were verified and validated. Are public-domain versions of the codes
available? (Closed)
10.
Provide a list
of the experts mentioned in the validation report (Validation of the Geomatrix
Hanford Seismic Report for Use on the TWRS Privatization Project,
RPT-W375-RU00004,Rev. 0, dated March 17, 1999). (Closed)
11.
Explain and
discuss the weighting factors used for the attenuation relationships for both
Appendix A of the Geomatrix report (Probabilistic Seismic Hazard Analysis,
DOE Hanford Site, Washington, WHC-SD-W236A-TI-002, Rev. 1 A, October 1996 )
and the validation report (Validation of the Geomatrix Hanford Seismic
Report for Use on the TWRS Privatization Project, RPT-W375-RU00004, Rev. 0,
dated March 17, 1999). (Closed)
12.
The DOE
standard Natural Phenomena Hazards Assessment Criteria, DOE-STD-1023-2002,
requires a historical check (using deterministic methods) of the probabilistic
analysis. Since historical seismicity
is low in the area of the site (numerous small events but with capable faults),
it would appear that a deterministic check is appropriate given the number of
capable faults that drive the probabilistic analyses. Has a deterministic check been considered? (Closed)
[1] SHAKE 2000 is an updated version of the SHAKE-A Computer Program for Earthquake Response Analysis of Horizontally Layered Sites, Earthquake Engineering Research Center, Report No. UCB/EERC-72/12, University of California, Berkeley, December 1972.